NFA/ CFTC(Mark this forum as read)
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NFA takes emergency enforcement action against Oregon firm System Capital LLC and its principal
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NFA takes emergency enforcement action against Oregon firm System Capital LLC and its principal
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NFA accepts offer from California firm Integrity FX LLC and one of its principals to permanently withdraw from NFA membership
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NFA permanently bars Florida firm, City Capital Management LLC and its principal
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NFA permanently bars Chicago forex firm AVS Carter Financial, Inc. and sanctions its principal
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NFA permanently bars Houston firm Commodity Futures & Options Service, Inc.; sanctions its principal
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NFA permanently bars Boca Raton firm, Windsor Wealth Management LLC
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NFA fines Chicago firm Brewer Futures Group LLC and its principal $100,000
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National Futures Association and AARP co-sponsor "Operation Fight Fraud" during Money Smart Week
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Charles Mitchell d/b/a Hindsight Commodity Traders agrees to withdraw from NFA membership for seven years
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NFA takes an emergency enforcement action against IAG Capital Management, LLC, William P. Kelly and Timothy M. Murphy
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NFA revokes registration of several associated persons of former Boca Raton futures firm
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National Futures Association announces Board of Directors election results
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Dallas firms Frontline Financial, Inc. and Frontline Advisors LLC ordered to permanently withdraw from NFA membership
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In separate actions, NFA permanently bars futures firms in Puerto Rico and California
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NFA permanently bars Colorado firm CFS Capital Management LLC and sanctions its principals
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NFA bars NY firm Capital FX LLC and its principal
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NFA sanctions Las Vegas commodity trading advisor and its principal
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NFA permanently bars Barbados futures firm and bars principal for three years
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NFA takes an emergency enforcement action against two California futures firms and its principal
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NFA permanently bars Chicago commodity pool operator, Wextrade Commodity Managers LLC
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NFA bars Florida firm, Cani Financial Advisors LLC and its principal, for a period of five years
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NFA permanently bars California commodity trading advisor Parman Financial and its principal
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NFA permanently bars Arizona firm Wholesale Asset Management LLC and its principal
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NFA bars James C. Morton, former principal of GlobeFX Club Inc., from acting as principal for a period of five years
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NFA accepts offer from Tennessee firm Blue Sky Capital Management Corp. and its principal to permanently withdraw from NFA membership
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NFA permanently bars True Vector Trading Group LLC and its principal
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NFA permanently bars New York firm Changes Capital Management LLC and its principal
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NFA permanently bars Florida firm GlobeFX Club Inc.
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NFA permanently bars Florida commodity trading advisor Capital Blu Management LLC
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