FX

May 28, Chicago - National Futures Association (NFA) announced today that it has taken an emergency enforcement action against System Capital, LLC (System Capital) and Joshua W. Wallace. View the full article

May 28, Chicago - National Futures Association (NFA) announced today that it has taken an emergency enforcement action against System Capital, LLC (System Capital) and Joshua W. Wallace. View the full article

May 19, Chicago - National Futures Association (NFA) has accepted a settlement offer from Integrity FX LLC (IFX) and one of its principals, Luke M. Coleman, to permanently withdraw from NFA membership. View the full article

May 7, Chicago - National Futures Association (NFA) has permanently barred City Capital Management LLC (CCM) and its principal, Jonathan Lee from NFA membership. View the full article

April 27, Chicago - National Futures Association (NFA) has permanently barred AVS Carter Financial, Inc. (AVS Carter Financial) from NFA membership. View the full article

April 26, Chicago - National Futures Association (NFA) has permanently barred from NFA membership Commodity Futures & Options Service, Inc. (CF&O). View the full article

April 23, Chicago - National Futures Association (NFA) has permanently barred from NFA membership Windsor Wealth Management LLC (Windsor Wealth Management), an Introducing Broker located in Boca Raton, Florida. View the full article

April 16, Chicago - National Futures Association (NFA) has fined Brewer Futures Group LLC (BFG) and its principal, Steven J. Brewer $100,000. View the full article

April 12, Chicago - National Futures Association (NFA) and AARP will co-sponsor a seminar that aims to provide individuals with the tools they need to help protect themselves and others from the risk of consumer and investment fraud during the economic downturn. View the full article

March 10, Chicago - National Futures Association (NFA) has accepted Charles Mitchell's settlement offer to withdraw from NFA membership for a period of seven years. View the full article

March 9, Chicago - National Futures Association (NFA) announced that it has taken an emergency enforcement action against IAG Capital Management, LLC (IAG), William P. Kelly and Timothy M. Murphy. View the full article

March 3, Chicago - National Futures Association (NFA) has revoked the registrations of Jeremy J. Grena, Nabil P. Niman, Nicholas P. Payne, William M. Rill and Alexander M. Silverman, former associated persons (AP) of Pioneer Commodities LLC (Pioneer) and Windsor Wealth Management LLC, firms based in Boca Raton, Florida. View the full article

February 22, Chicago - The Board of Directors of National Futures Association (NFA) has reelected W. Robert Felker, chairman of JPMorgan Futures, Inc., to serve a one year term as chairman and Christopher K. Hehmeyer, non-executive chairman of Penson GHCO, as vice-chairman. View the full article

February 18, Chicago - National Futures Association (NFA) has accepted a settlement offer from Frontline Financial, Inc. (FFI) and Frontline Advisors LLC (FAL) to permanently withdraw from NFA membership. View the full article

February 8, Chicago - National Futures Association (NFA) has accepted CFS Capital Management LLC's (CFS) settlement offer to permanently withdraw from NFA membership. View the full article

February 8, Chicago - National Futures Association (NFA) has permanently barred from NFA membership ACJ Capital, Inc. (ACJ) and its principal, Angel F. Collazo. View the full article

February 5, Chicago - National Futures Association (NFA) has accepted Capital FX LLC's (CFX) settlement offer to permanently withdraw from NFA membership. CFX is a Commodity Trading Advisor located in Elizaville, New York. View the full article

February 1, Chicago - National Futures Association (NFA) has ordered NetBlack Capital LLC (NetBlack) to withdraw from NFA membership and not reapply for NFA membership for a period of five years. View the full article

January 27, Chicago - National Futures Association (NFA) has permanently barred Kingz Capital Management Corporation (KCM) from NFA membership. View the full article

January 22, Chicago - National Futures Association (NFA) announced that it has taken an emergency enforcement action against Direct Investment Products, Inc. (DIP), Institutional Capital Management LLC (ICM) and its sole principal and associated person, Alexander Glytenko. View the full article

January 21, Chicago - National Futures Association (NFA) has accepted a settlement offer from Wextrade Commodity Managers LLC (WCM) to permanently withdraw from NFA membership. View the full article

January 19, Chicago - National Futures Association (NFA) has accepted a settlement offer from Cani Financial Advisors LLC (Cani) and its principal, Scott W. Raybin, to withdraw from NFA membership for a period of five years. View the full article

January 4, Chicago - National Futures Association's (NFA) has permanently barred Parman Financial (Parman) and its principal, Lyndon L. Parrilla, from NFA membership. View the full article

December 18, Chicago - National Futures Association (NFA) has permanently barred Wholesale Asset Management LLC (Wholesale Asset Management) and its sole principal and associated person, Jared D. Coad, from NFA membership. View the full article

November 25, Chicago - National Futures Association (NFA) has barred James C. Morton from acting as a principal of an NFA Member for a period of five years and also ordered him to pay a fine of $10,000 in the event that he reapplies for NFA membership or associate membership. View the full article