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Dodd/Frank Act wird Gesetz

Geschrieben

Fragen und Antworten zur Regulierung des Devisenhandels (Final Retail Foreign Exchange Rule)

 

 

F&A

 

What is a “retail forex transaction?”

How do the CFTC Reauthorization Act and Dodd-Frank Act affect the way retail forex transactions are regulated?

Who can offer off-exchange forex transactions to retail customers?

What is the scope of the CFTC’s jurisdiction with regard to off-exchange forex transactions?

What do the rules require?

Who has to register under the new regulations?

What are the financial requirements and to whom do they apply?

Do the new rules have a leverage requirement?

Are there other areas where the final rules are significantly different from the proposed rules?

When do the rules become final?

 

 

Zusammenfassung (pdf, 16 Seiten, englisch)

 

Dodd-Frank-Summary.pdf

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