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Files posted by whipsaw
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Flipping Out - Story about Paul Rotter aka Eurex Flipper
By whipsaw in Miscellaneous
Is Paul Rotter a devious market machinator or a victim of his own success? The biggest trader on
the Eurex and the most controversial
man in electronic trading speaks out
By Imogen Rose-Smith
Illustration by William Duke
39 downloads
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EUREX Product List 02.2010
By whipsaw in Miscellaneous
EUREX Product List 02.2010 © EUREX/ Deutsche Börse AG115 downloads
Submitted
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Userguide - Zenfire Verbindung mit Ninjatrader
By whipsaw in Manuals & User Guides
Userguide - Zenfire Verbindung mit Ninjatrader57 downloads
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Metatrader 5 Review
Metatrader 5 Public Beta Review
Metatrader 5 Public Beta Review (erschienen in TRADERS’ Jan/2010)
Autor: Philipp Spannagel
75 downloads
Submitted
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NFA Forex Regulatory Guide
By whipsaw in Finanzmarktaufsicht
Table of Contents
Introduction ......................................................................................... 1
Registration ......................................................................................... 2
Counterparties ......................................................................................... 2
Associated Persons ................................................................................. 2
Introducing Entities .................................................................................. 2
Account Managers ................................................................................... 3
Pool Operators ......................................................................................... 3
Members Subject to the Forex Requirements ......................... 4
Soliciting Customers ........................................................................ 5
Customer Information and Risk Disclosure ............................................. 5
Communications with the Public and Promotional Materials ................... 6
Customer Orders ................................................................................ 9
Managing Customer Accounts ................................................................. 9
Offsetting Transactions ............................................................................ 9
Price Adjustments .................................................................................... 9
Recordkeeping and Reporting .................................................... 11
Recordkeeping Requirements ................................................................ 11
Customer Statements ............................................................................ 11
Supervision ........................................................................................ 14
Doing Business with Non-Members ........................................... 18
Dues ..................................................................................................... 20
Security Deposits ............................................................................ 22
Financial Requirements ................................................................ 24
Forex Dealer Member Capital Requirements ........................................ 24
Net Capital Calculation .......................................................................... 24
Financial Books and Records ................................................................ 27
Financial Internal Controls ..................................................................... 28
Weekly Forex Reporting Requirements ................................................. 28
Anti-Money Laundering Programs .............................................. 30
Developing Policies, Procedures, and Internal Controls ....................... 30
Other Requirements ............................................................................... 32
Bulk Assignment or Liquidation ................................................. 34
Bulk Assignments and Transfers ........................................................... 34
Bulk Liquidations .................................................................................... 35
Records .................................................................................................. 36
Ceasing Business .................................................................................. 36
General Requirements ................................................................... 37
Privacy Rules ......................................................................................... 37
Business Continuity and Disaster Recovery Plans ................................ 38
Appendix 1: Selected NFA Forex Rules ........................................... 39
Appendix 2: NFA Interpretive Notices .............................................. 65
Appendix 3: Additional Resources ................................................. 103
Appendix 4: Sources of Additional Information ............................ 105
54 downloads
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0 comments
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Forex Transactions - A regulatory Guide
By whipsaw in FX Know How
Forex Transactions - A regulatory Guide63 downloads
0 comments
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ProTrader Review (c) e-Forex
By whipsaw in Manuals & User Guides
ProTrader Review © e-Forex59 downloads
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THE CBOE VOLATILITY INDEX® - VIX®
By whipsaw in Manuals & User Guides
THE CBOE VOLATILITY INDEX® - VIX®44 downloads
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Steinbeis CFD Erhebungen Q1 2009
By whipsaw in Allgemein/ Unsortiert
Contracts for Difference (CFDs) – Kennzahlen Q1 2009
Statistik im Auftrag des Contracts for Difference Verband e. V.
München, im Mai 2009
© RESEARCH CENTER FOR FINANCIAL SERVICES STEINBEIS HOCHSCHULE BERLIN
http://img514.imageshack.us/img514/3686/statsb.png
52 downloads
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FXCM - FAQs (German)
By whipsaw in Manuals & User Guides
FAQs - Häufig gestellte Fragen FXCM.de39 downloads
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TrendStuffer Trading System Userguide
By whipsaw in Manuals & User Guides
TrendStuffer Trading System Userguide | Manual | Handbuch
© Trendstuffer.com
68 downloads
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PureDMA - Trading-Handbuch
By whipsaw in Manuals & User Guides
http://img390.imageshack.us/img390/1663/puredma.png
Inhalt
Einführung in den Handel mit DMA über PureDeal
Was ist DMA?
Vorteile von DMA
Bevor es losgeht...
Aktivierung von DMA über PureDeal
Börsenpreisvereinbarungen & Daten-Feeds
Ihr DMA-Handelsticket
DMA-Orders & Trades
Auswahl eines Kurses
Orderarten
OTC
Level 2
Wie funktionieren Level 2-Orders?
Limit Day
Limit Execute & Eliminate
Market
Stop & Limit Orders
Offene Positionen/Zu eröffnende Order/Aktivität
Offene Positionen
Zu eröffnende Order
Aktivität
Bestätigung der Order
Eine Position schließen
Zur Beachtung
Die Charakteristiken eines DMA-Kontrakts
Mögliche Risiken und Kosten
Verhaltensregeln, Geschäftsbedingungen und Marktmissbrauch
Mobile Dealing
Anhang A
Marktmissbrauch
49 downloads
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Order Book Trading Guide (English Version)
By whipsaw in .pdf *mixed*
Order Book Trading Guide
©SWX Swiss Exchange
35 downloads
0 comments
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Order Book Trading Guide (German Version)
By whipsaw in .pdf *mixed*
Order Book Trading Guide
© SWX Swiss Exchange
Table of Content
http://img197.imageshack.us/img197/2861/tableofcontent.png
129 downloads
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Triennial Central Bank Survey of Foreign Exchange and Derivatives Market Activity in 2007
By whipsaw in FX Know How
December 2007
Every three years, the BIS coordinates a global central bank survey of foreign exchange and derivatives market activity on behalf of the Markets Committee and the Committee on the Global Financial System. The objective of the survey is to provide comprehensive and internationally consistent information on turnover and amounts of contracts outstanding in these markets. The exercise also serves as a benchmark for the semiannual OTC derivatives market statistics, which are limited to banks and dealers in the most important financial centres.
The 2007 survey is the seventh one coordinated by the BIS. The first three surveys were limited to the foreign exchange markets (1989, 1992, 1995). Subsequently both the foreign exchange and the derivatives markets have been surveyed (1998, 2001, 2004, 2007). In addition, in 2007 data on credit default swaps were collected for the first time. For the survey, each participating central bank collects data from the banks and dealers in its jurisdiction and calculates aggregate national data. These are provided to the BIS, which compiles global aggregates. The number of participating countries has increased over time.
The 2007 survey
In April 2007, central banks and monetary authorities from 54 countries and jurisdictions collected data on turnover in traditional foreign exchange markets (those for spot, outright forwards and swaps) and in the OTC currency and interest rate derivatives markets. Preliminary results on daily turnover were published in September 2007, and an analysis of the results for the traditional foreign exchange markets was included in the December 2007 issue of the BIS Quarterly Review. The 2007 survey also covered data on amounts outstanding and gross market values of OTC foreign exchange, interest rate, equity, commodity and credit derivatives (including credit default swaps) at the end of June 2007 whose preliminary results were released in November 2007. The full report on the Triennial Central Bank Survey was published by the BIS in December 2007.
47 downloads
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MetaTrader STP vs. MetaTrader Instant
By whipsaw in Metatrader/MQL
Boston Technologies STP FAQ - MetaTrader STP vs. MetaTrader Instant
CONTENT COPYRIGHT © 2008,, BOSTON TECHNOLOGIES
47 downloads
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Vegas Wealth Builder
By whipsaw in Trading Know How
Vegas Wealth Builder
© Vegas
Source: Internet
48 downloads
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The 4H Tunnel Method by Vegas
By whipsaw in Trading Know How
The 4H Tunnel Method by Vegas27 downloads
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The 1H Tunnel Method by Vegas
By whipsaw in Trading Know How
The 1H Tunnel Method by Vegas
© vegas
Source: Internet
60 downloads
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